Knowella

Audit Programme Review

Reviews whether the audit programme covered what it should and produced useful findings. Run yearly. Carried out by the compliance lead. An audit programme that finds nothing is not evidence of excellence.

KnowComplyReviewCMP-008Pinned in navigation
Completed by
Carried out by the compliance lead
Raised
At the review interval, and after any trigger event

Summary

In short

  • An audit programme review is a review used in KnowComply that reviews whether the audit programme covered what it should and produced useful findings. It is built against ISO 19011 cl.5.6 and forms part of the Internal Audit and Certification programme.
  • Run yearly. Carried out by the compliance lead.
  • The template holds 49 fields across 6 sections.
  • Scoring is effectiveness rating, where high is good.
  • ISO 19011 is auditing management systems. How to plan, run and report an audit, and how to judge auditor competence. Not certifiable, it is the method.
  • It connects to the rest of the library: links Audit Programme, Findings.

What it is

What it is

What is an audit programme review?

An audit programme review is a review used in KnowComply that reviews whether the audit programme covered what it should and produced useful findings. It is built against ISO 19011 cl.5.6 and forms part of the Internal Audit and Certification programme.

When is an audit programme review completed?

An audit programme review is completed at the review interval, and after any trigger event. Run yearly.

When to use it

When to use it, and when not to

This review is one step in a larger programme. Using it for work that belongs to a neighbouring template produces records that are hard to report on later.

Use it for

  • The event or activity this review covers has occurred, or is about to
  • A new record is needed; each one gets its own ID in the form APR2-2026-000
  • You are running the Internal Audit and Certification programme and this is one of its steps
  • A linked record needs this one to exist: links audit programme, findings

Not for

  • Internal Audit Programme, which sets out what will be audited, when, by whom and against which standard, across the year.
  • Internal Audit Report, which records an internal audit against a standard or process, with findings and evidence.
  • Audit Plan, which sets out the scope, criteria, schedule and people involved for a single audit.
  • Anything outside KnowComply, which belongs in the workspace that owns that process

Standards

What it is built against

ISO 19011Auditing management systems

How to plan, run and report an audit, and how to judge auditor competence. Not certifiable, it is the method.

ISOInternational Organization for Standardization

A voluntary international standard. Widely adopted, often required by customers, and certifiable where a management system standard.

FAQ

Frequently asked questions

What is the audit programme review template based on?+

It is built against ISO 19011 cl.5.6. ISO 19011 is auditing management systems. How to plan, run and report an audit, and how to judge auditor competence. Not certifiable, it is the method. ISO is international Organization for Standardization. A voluntary international standard. Widely adopted, often required by customers, and certifiable where a management system standard.

What sections does the audit programme review contain?+

There are 6 sections: header, delivery, findings profile, effectiveness of the programme, auditor pool, conclusion. Together they hold 49 fields, 43 of which are required.

How often is an audit programme review raised?+

A new record is raised at the review interval, and after any trigger event. Each one is given an ID in the form APR2-2026-000, so it can be traced and referenced from other records.

Which programme does the audit programme review belong to?+

It is part of Internal Audit and Certification. Findings closed on root cause rather than on correction, and readiness held every day.

How is an audit programme review scored?+

Scoring is effectiveness rating. High is good. Scores exist to make the form tell you something, not to produce a percentage for its own sake.

Can the audit programme review template be changed?+

Yes. Every field, option, score and conditional rule is editable, and the links to other templates come with it. Most teams install it as it is, run it for a cycle, then adjust.

The agents

What the agents do with it

The form is the easy part. Keeping it current, routing it to the right owner and holding the evidence together is the work that actually slips.

KnowComply

Holds the audit programme review library against your registers, routes each record to its owner, and keeps the evidence trail together.

Ella

Coordinates the crew, rolls completion and exceptions into one view, and holds every write for your approval before it touches a record.

This template lives in KnowComplyaudit and governance. Audit programmes, legal register, management review, risk and certification.

Sources

Sources

  • ISO 19011 — Auditing management systems
  • ISO — International Organization for Standardization
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