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Waste Contractor Verification Template

Waste duty of care does not transfer with the waste. When a registered carrier collects a skip and tips it in a field, the producer is still liable, because the duty is to take reasonable steps to ensure the waste is handled properly throughout, not to hand it to someone holding a registration number.

KnowContractorChecklistCON-046Full guide
Duty
Stays with the producer
Check
Carrier and destination, both

Summary

In short

  • The duty of care remains with the producer. Handing waste to a registered carrier does not discharge it, and prosecutions routinely follow waste traced back from a fly-tipping site.
  • Verify both the carrier registration and the receiving site's permit for that waste type. A valid carrier delivering to an unpermitted site is a duty of care breach by the producer.
  • Check registrations against the public register before the first collection and record that you did, because the record of having checked is what evidences reasonable steps.
  • The UK Digital Waste Tracking Service entered public beta in April 2026 and becomes mandatory for permitted waste receiving sites from October 2026, with Scotland following in January 2027 and carriers, brokers and dealers in a later phase during 2027.
  • Digital tracking is being added to the existing duty rather than replacing it. Consignment notes and waste transfer notes continue during the transition.
  • Retention differs by document: waste transfer notes two years, hazardous waste consignment notes three.

What it is

What it is

What is waste contractor verification?

Confirmation before and during engagement that the carrier is registered, that the destination holds a permit allowing it to accept that waste type, that the waste is correctly classified and described, and that the documentation required for each movement is produced and retained.

Why check the destination as well as the carrier?

Because a registered carrier can legally collect waste and deliver it somewhere not permitted to receive it. Verifying the carrier confirms who may transport; verifying the destination confirms where it may legitimately end up. The second check is skipped far more often and is where the duty of care is most frequently breached.

When to use it

When to use it, and when not to

This verifies a waste contractor and destination. Individual movement documentation sits separately.

Use it for

  • Before first engagement of a waste carrier, broker or dealer
  • Periodic re-verification, and whenever registrations approach expiry
  • Verifying that the destination site's permit covers the waste type being sent
  • New or changed waste streams, including where a process change alters classification
  • Hazardous, POPs and other specially regulated streams requiring additional controls

Not for

  • Waste transfer notes and consignment notes, which document individual movements
  • Waste classification, which determines the code and hazardous properties
  • The environmental permit for your own site, where one is held
  • Waste minimisation and segregation arrangements, which sit upstream
  • Digital waste tracking submissions, which are a reporting mechanism rather than a verification

Standards

What it is built against

Waste duty of care is a statutory obligation on the producer, with documentation and tracking requirements attached.

ClauseRequirementWhere it lands
EPA 1990 s.34Duty of care: secure containment, transfer only to authorised persons, and adequate description (GB)Header
Duty of Care Code of PracticeReasonable steps including checking authorisations and questioning suspiciously low pricesCarrier
Waste (England and Wales) Regs 2011Waste transfer notes, waste hierarchy declaration and record retention of two yearsDestination
Hazardous Waste Regs 2005Consignment notes for hazardous waste movements, with three-year retentionSpecial streams
Digital Waste Tracking ServiceMandatory for permitted receiving sites from October 2026, with later phases for carriers and other nationsDestination
ISO 14001 cl.8.1Operational control including outsourced processes with environmental impactHeader
RCRA (US)Generator obligations including manifest, transporter and designated facility requirementsCarrier
ISO 14001 cl.6.1.3Compliance obligations determined and their implications consideredResult

What it does not cover

  • Waste transfer and consignment notes, documenting individual movements.
  • Waste classification, determining the code and hazardous properties.
  • Your own environmental permit, where one is held.
  • Waste segregation and minimisation, which sit upstream of collection.
  • Digital tracking submissions, a reporting mechanism rather than a verification.

Filling it in

Filling it in well

Check both ends of the journey, record that you checked, and prepare for the record to become live.

Verify the carrier against the public register

Registration number, name, tier and expiry, checked against the regulator's register rather than against a certificate the carrier supplied. Record the date you checked and what you found, because the evidence that matters is not that the carrier was registered but that you took reasonable steps to establish it.

Verify the destination's permit covers the waste type

A site permit authorises specified waste types and activities. Confirm that the stream you are sending is within it. This is the check most often omitted, and it is the one that determines whether the waste can legitimately end up where the carrier is taking it.

Question a price that does not make sense

The code of practice expects producers to take reasonable steps, and a collection price substantially below the cost of legitimate disposal is information. Waste crime is economically driven, and an unusually cheap quote is frequently the first observable indication that the disposal route is not what it appears to be.

Prepare for the record to become live

Digital waste tracking turns documentation that has historically sat in a drawer into a live national record, which means accuracy at the point of capture matters far more. Descriptions, codes, quantities and the registration details of everyone involved need to be right when entered rather than corrected later.

Audit findings

Common audit findings

Waste duty of care findings concentrate on the destination and on the evidence of checking.

FindingClauseWhat fixes it
Carrier registration verified but destination permit not checked.EPA 1990 s.34Confirm the receiving site is permitted for that waste type; this is the omitted check.
Registration accepted from a supplied certificate rather than the public register.Duty of Care CoPCheck the register; certificates can be expired, altered or belong to another entity.
No record of having verified, so reasonable steps cannot be evidenced.EPA 1990 s.34Record the date and the result; the evidence is that you checked.
Waste description inadequate or code incorrect on transfer documentation.Waste Regs 2011An inadequate description is itself a breach and it propagates into the digital record.
Hazardous waste moved on a transfer note rather than a consignment note.Hazardous Waste Regs 2005Consignment notes are required for hazardous movements regardless of quantity in England.
Retention periods not differentiated between document types.Waste Regs 2011Transfer notes two years; hazardous consignment notes three.
Unusually low collection price not questioned.Duty of Care CoPPrice below legitimate disposal cost is information about the disposal route.
No preparation for digital waste tracking despite receiving-site obligations from October 2026.DWTSData accuracy at capture becomes materially more important once records are live.
Waste stream classification not reviewed after a process or material change.ISO 14001 cl.6.1.3A change in inputs can change the classification and the required route.
Broker used with no verification of where the waste ultimately goes.EPA 1990 s.34Using a broker does not remove the producer's duty to know the destination.

Worked case

Case in point: the registered carrier and the field

The recurring waste crime pattern is straightforward. A producer engages a carrier who is genuinely registered, at a price noticeably below the market, and hands over the waste with a correctly completed transfer note. The carrier tips the load somewhere that has no permit to receive it.

When the site is found, the waste is traced back through the documentation to the producer, who is then asked what steps it took to satisfy itself that the waste would be handled properly. A carrier registration check is a step. It is not, on its own, generally accepted as sufficient where the destination was never established and the price was implausible.

The producer's position in that conversation depends entirely on what it can show it checked and when, which is why the record of the verification matters as much as the verification.

Definitions

Definitions and key terms

Duty of care
The statutory obligation on anyone producing, holding or disposing of controlled waste to ensure it is managed properly throughout.
Authorised person
Someone to whom waste may lawfully be transferred, including a registered carrier or a permitted site.
Waste transfer note
Documentation for non-hazardous waste transfers, retained for two years.
Consignment note
Documentation required for every hazardous waste movement, retained for three years.
Digital Waste Tracking Service
The UK national electronic record of waste movements, mandatory for permitted receiving sites from October 2026.
EWC code
The waste classification code describing the stream, which must be accurate on transfer documentation.
HP code
Hazardous property classification, from HP1 to HP15, recorded on consignment notes.
Broker or dealer
An intermediary arranging waste movements, whose involvement does not remove the producer's duty.

FAQ

Frequently asked questions

Does handing waste to a registered carrier discharge the duty?+

No. The duty of care is to take all reasonable measures to ensure the waste is managed properly throughout its journey, and it remains with the producer. Prosecutions routinely follow waste traced back from an illegal site to a producer who checked a carrier registration and nothing else.

Why check the destination?+

Because a registered carrier can lawfully collect waste and deliver it to a site with no permit to accept that stream. The carrier check establishes who may transport it; the permit check establishes where it may lawfully end up. The second is the one usually skipped, because the producer's relationship is with the carrier and the destination feels like somebody else's concern.

What is changing with digital waste tracking?+

The UK Digital Waste Tracking Service entered public beta in April 2026 and becomes mandatory for permitted waste receiving sites from October 2026 in England, Wales and Northern Ireland, with Scotland from January 2027 and carriers, brokers and dealers in a later phase during 2027. Published sources differ on the precise carrier date, so check the current position. Critically, it is being added to the existing duty rather than replacing it: consignment notes and transfer notes continue during the transition.

How long must records be kept?+

Waste transfer notes for two years and hazardous waste consignment notes for three, in a form you can produce when an officer asks. The difference is easy to miss where both document types are filed together under a single retention rule set to the shorter period.

Should an unusually low price be a concern?+

Yes, and the code of practice treats questioning it as part of taking reasonable steps. Waste crime is economically driven: illegitimate disposal is cheaper than legitimate disposal, and that difference is what the price reflects. A quote substantially below the cost of proper disposal is frequently the earliest observable signal available.

The agents

What the agents do with it

The verification covers a carrier and a destination. What fails is the destination nobody checked and the check nobody recorded.

KnowEnviro

Holds carrier registrations and destination permits with expiry dates, and records the date and result of each verification.

Ella

Flags process and material changes that could alter waste classification, and registrations approaching expiry.

KnowLogistics

Connects each movement to the verified carrier and destination, so documentation matches what was actually approved.

KnowComply

Tracks retention by document type and prepares data for digital tracking, where accuracy at capture becomes materially more important.

This template lives in KnowContractorcontractor management. Prequalification, approval, induction, permits and performance.

Sources

Sources

  • Environmental Protection Act 1990 section 34, duty of care (GB)
  • Waste duty of care code of practice (England and Wales)
  • Hazardous Waste (England and Wales) Regulations 2005
  • Digital Waste Tracking Service, Defra and Environment Agency implementation timetable
  • ISO 14001:2015 clauses 6.1.3 and 8.1
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